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Universal Market Integrity Rules
Results: 172

#	Item
61	The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-01-02 10:59:32 Investment Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Financial adviser Ombudsman for Banking Services and Investments Exempt market dealer Universal Market Integrity Rules Financial regulation Financial economics Finance
62	LIST OF SECURITIES DESIGNATED TO BE EXCLUDED FROM THE DEFINITION OF AN “EXEMPT EXCHANGE-TRADED FUND” Effective January 8, 2010, the Universal Market Integrity Rules (“UMIR”) were amended to 1 replace the term “ Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-02-27 13:38:47 Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Basket Security Net asset value Exempt market dealer Financial economics Investment Funds
63	IIROC Policy Priorities - Update Report L E G E N Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-23 11:26:05 Politics Economy of Canada Universal Market Integrity Rules Public comment
64	Rules Notice Guidance Note UMIR Contact: James E. Twiss Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-10-11 11:05:08 Investment Mathematical finance Financial regulation Short selling Short Universal Market Integrity Rules High-frequency trading Algorithmic trading Derivative Financial economics Financial markets Finance
65	[Comments by ST on November 8, 2010] Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:09 Finance Financial system Securities Economy of Canada Universal Market Integrity Rules Naked short selling Canadian securities regulation Short Investment Industry Regulatory Organization of Canada Financial regulation Financial economics Short selling
66	For Immediate Release April 13, 2012 CSA and IIROC announce the implementation of a dark liquidity framework in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-08 11:47:00 Finance Investment Industry Regulatory Organization of Canada Canadian securities regulation Universal Market Integrity Rules Dark liquidity Canadian Securities Administrators Capital market Ontario Securities Commission Securities Commission of New Zealand Financial markets Financial economics Financial system
67	145 King St. West Suite 900 P.O. Box 939 Toronto ON Canada M5H 1J8 T[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:27:37 Universal Market Integrity Rules TMX Group TSX Venture Exchange Investment Industry Regulatory Organization of Canada Financial regulation CNSX Securities Commission U.S. Securities and Exchange Commission Economy of Canada Canada Self-regulatory organizations
68	October 26th, 2011 James E. Twiss Vice President, Market Regulation Policy Investment Industry Regulatory Organization of Canada Suite 900, 145 King Street West Toronto, Ontario M5H 1J8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:10:43 Investment Dark liquidity Order Market liquidity Bid–offer spread Universal Market Integrity Rules Short Canadian securities regulation Financial markets Financial economics Finance
69	Universal Market Integrity Rules Rules & Policies PART 5 – BEST EXECUTION OBLIGATION 5.1 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-05 12:00:35 Investment Finance Financial regulation Order Universal Market Integrity Rules Central limit order book Best execution Algorithmic trading Stock market Financial economics Financial markets
70	Notice on Best Execution Survey Results Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-28 10:26:04 Financial markets Economy of Canada Universal Market Integrity Rules Financial economics Best execution Investment Industry Regulatory Organization of Canada Market maker Finance Financial regulation Self-regulatory organizations Financial system

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